compliance risks. Duties: Compliance with the NCA, FAIS, FICA, POPIA Implementation of the Risk Management and within Financial Services OR Insurance SOX Act, FICA or AML Min 2 years managerial experience – not negotiable
compliance risks. Duties: Compliance with the NCA, FAIS, FICA, POPIA Implementation of the Risk Management and within Financial Services OR Insurance SOX Act, FICA or AML Min 2 years managerial experience – not negotiable
experience Investments experience is essential FAIS and FICA experience is essential If you are interested in
experience Investments experience is essential FAIS and FICA experience is essential If you are interested in
in the financial services industry Knowledge of FICA, FAIS and relevant legislation, regulations and
in the financial services industry Knowledge of FICA, FAIS and relevant legislation, regulations and
website inclusion. Induction, welcome emails and FICA and other policy training. Office Management - 17% practice complies with industry regulations, including FICA, POPI, Fidelity Fund Certificates, LPC requirements
obligations under the Financial Intelligence Centre Act (FICA), to ensure regulatory compliance of members. •
acquisition and disposal of infrastructure assets (FICA, KYC documents, signing of resolutions, co-ordination
acquisition and disposal of infrastructure assets (FICA, KYC documents, signing of resolutions, co-ordination