Responsibilities: Assuring compliance with the FSCA (Financial Service Conduct Authority) is always adhered to through collaboration with stakeholders, key individuals, and external compliance officers To identify and brief key impacts on the business Liaison with external compliance consultants Preparation of board packs and compliance quarter Compliance review of all NewBusiness and Servicing cases submitted for the group Submission of Fund Provision of compliance requirements for internal and external audits Oversight of the compliance team responsible
Responsibilities: Assuring compliance with the FSCA (Financial Service Conduct Authority) is always adhered to through collaboration with stakeholders, key individuals, and external compliance officers To identify and brief key impacts on the business Liaison with external compliance consultants Preparation of board packs and compliance quarter Compliance review of all NewBusiness and Servicing cases submitted for the group Submission of Fund Provision of compliance requirements for internal and external audits Oversight of the compliance team responsible
business with any compliance training as required Consult with business partners on any non-compliance issues Markets, JSE Rules, Financial Advisory, Intermediary Services Act, as required for Cat 2 and Cat 2A FSP Requirements:
business with any compliance training as required Consult with business partners on any non-compliance issues Markets, JSE Rules, Financial Advisory, Intermediary Services Act, as required for Cat 2 and Cat 2A FSP Requirements:
Responsibilities: Compliance review of all NewBusiness and Servicing cases submitted for the Group Submission of Fund
Responsibilities: Compliance review of all NewBusiness and Servicing cases submitted for the Group Submission of Fund
investment boutique as an Investment Analyst. This team service both South Africa and global markets, so offer
investment boutique as an Investment Analyst. This team service both South Africa and global markets, so offer
team, and deliver friendly and prompt customer service. If you have the skills and enjoy collaborative