attention to detail and understand regulatory compliance inside out? Here's an exciting chance for
network of independent advisors, focusing on compliance and administrative responsibilities to support oversight of FAIS compliance : Create, implement and maintain an effective new business compliance programme force; Oversee the efficiency and quality of compliance programmes & implement enhancements where where and when required to ensure successful compliance management; Develop thorough internal client risk monitor adherence to compliance requirements; Engage with stakeholders & compliance officers to develop
network of independent advisors, focusing on compliance and administrative responsibilities to support oversight of FAIS compliance : Create, implement and maintain an effective new business compliance programme force; Oversee the efficiency and quality of compliance programmes & implement enhancements where where and when required to ensure successful compliance management; Develop thorough internal client risk monitor adherence to compliance requirements; Engage with stakeholders & compliance officers to develop
strong>Management and oversight of FAIS compliance:
role in ensuring smooth customer onboarding, compliance, and operational efficiency. Responsibilities: financial markets knowledge preferred. FAIS Compliance: RE 5 certification required. 5-10 years of relevant
team, over periods of up to a year. Areas of Compliance: Sales/ Productivity Responsible for external Marketing Ensures delivery of customer value. Ensures compliance to process & procedures to minimise business
team, over periods of up to a year. Areas of Compliance: Sales/ Productivity Responsible for external Marketing Ensures delivery of customer value. Ensures compliance to process & procedures to minimise business
team, over periods of up to a year. Areas of Compliance: Sales/ Productivity Responsible for external Marketing Ensures delivery of customer value. Ensures compliance to process & procedures to minimise business
team, over periods of up to a year. Areas of Compliance: Sales/ Productivity Responsible for external Marketing Ensures delivery of customer value. Ensures compliance to process & procedures to minimise business