businesses alike. Role Purpose: The Regulatory Compliance Specialist is tasked with assisting in implementing ensure compliance with relevant acts and regulations. Reporting to the Head of Regulatory Compliance, this pivotal part in providing assurance on regulatory compliance within the organization and the broader ecosystem ecosystem. The Ideal Candidate must have experience in FAIS and Long Term insurance and Experience in a Unit Maintains Compliance Requirement Universe, ensuring accuracy. Reviews policies for compliance and aids
Financial Risk and Compliance Manager - Gauteng Job title: Financial Risk and Compliance Manager Purpose regulations, risk management methodologies, and developing and implementing effective risk mitigation strategies strategies. In your role as Risk Manager, you will have the responsibility of recognising, evaluating alleviating risks spanning every facet of our business. This encompasses legal and regulatory compliance, along not limited to: 1. Risk Assessment and Identification: · Conduct comprehensive risk assessments to identify
of all risk and compliance management activities REQUIRED MINIMUM WORK EXPERIENCE Implement risk management management practices •Identify and assess risks within the company environment in collaboration with Manager •Provide recommendations into the risk management action plan. •Implement the risk awareness plan, as agreed agreed by Management. •Assist in reviewing risk strategies, ensuring alignment line with the business objectives objectives. •Maintain and compile a risk register to inform risk management decisions. Provide assurance
The Risk & Compliance Specialist will assist the Head: Risk & Compliance who is responsible for for Risk & Compliance management across the Company Group and its licenses subsidiaries. Assist with implementing of systems and controls to ensure compliance with all relevant legislation and regulations the Company. Develop, complete, and maintain Compliance Risk Management Plans (CRMP's) to respond to regulatory regulatory changes and to address shortfalls in compliance. Advise and assist staff and clients proactively
insurance clients with the ability to participate in the risk and benefits related to their individual insurance
The Risk & Compliance Specialist will assist the Head: Risk & Compliance who is responsible responsible for Risk & Compliance management
Key responsibilities include:
Assist implementing of systems and controls to ensure compliance with all relevant legislation and regulations company
Develop, complete and maintain Compliance Risk Management Plans (CRMPs) to respond to regulatory
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The Risk & Compliance Specialist will assist the Head: Risk & Compliance who is responsible for for Risk & Compliance management across the Company Group and its licenses subsidiaries. Assist with implementing of systems and controls to ensure compliance with all relevant legislation and regulations the Company. Develop, complete, and maintain Compliance Risk Management Plans (CRMP's) to respond to regulatory regulatory changes and to address shortfalls in compliance. Advise and assist staff and clients proactively
team as a Senior Auditor within our Risk, Audit, and Compliance department.
Job Overvi p>- Stay informed of industry trends, emerging risks, and competitors' activities.
- Understand Understand the business strategy and incorporate key risks into the annual audit plan.
- Apply a client-centric assess control effectiveness.
- Ensure compliance with relevant laws and regulations.
- Utilize collaborating with senior executives and the risk and compliance community.
- Foster teamwork and personal
newest Head of Compliance They're seeking an experienced professional to lead their compliance efforts with If you have a passion for ensuring regulatory compliance and a proven track record in the financial services Responsibilities: Oversight of Compliance: Lead and oversee all compliance-related activities, ensuring and Procedures: Create, implement, and update compliance policies and procedures to reflect evolving regulations adjustments. Training on Internal Compliance: Design and deliver compliance training programs for employees
qualification - Compliance Practitioner (CPRAC) Qualification - 5 years compliance / Risk Management related knowledge - Experience in developing and implementing compliance policies and procedures Should you meet the above