statutory reports to ensure accuracy and regulatory compliance.
has become availalble for a Senior Regulatory Compliance Manager based in Durban, Job Purpose Provide adherence of regulatory compliance practices in client facing divisions ensuring compliance regulatory risks Manage the completion of all commentary and/or impact assessments request from various Regulatory Bodies including impacts the Group. • Conduct compliance regulatory training, keeping Compliance and all internal stakeholders effective partnerships to identify and manage compliance regulatory risks. • Develop and maintain a clear
Exciting opportunity for an External Reporting & Compliance Manager Are you ready to lead and inspire in as the Team Lead for External Reporting & Compliance. Reporting directly to the CFO , this role is statutory reports to ensure accuracy and regulatory compliance. Optimize resource allocation and make recommendations tactical management skills. Ensure full regulatory compliance through unit oversight and recommend necessary skills (data entry/documentation) Proficiency in environmental/industry analysis Expertise in financial analysis
newest Head of Compliance They're seeking an experienced professional to lead their compliance efforts with If you have a passion for ensuring regulatory compliance and a proven track record in the financial services Responsibilities: Oversight of Compliance: Lead and oversee all compliance-related activities, ensuring and Procedures: Create, implement, and update compliance policies and procedures to reflect evolving regulations adjustments. Training on Internal Compliance: Design and deliver compliance training programs for employees
Financial Risk and Compliance Manager - Gauteng Job title: Financial Risk and Compliance Manager Purpose business. This encompasses legal and regulatory compliance, along with the proactive creation, upkeep, and recommendations for improvements. Compliance and Regulatory Oversight: · Ensure compliance with all relevant financial drive timely submission (Financial soundness, compliance etc.) · Stay up to date with regulatory changes (FSCA adds regularly) · Risk management plan. · Compliance management policy. · Governance policy. · Advertising
Audit qualification - Compliance Practitioner (CPRAC) Qualification - 5 years compliance / Risk Management knowledge - Experience in developing and implementing compliance policies and procedures Should you meet the above
ongoing training
• Working closely with Compliance to ensure:
o any regulatory updates are
communicated and implemented
o Issues arising from Compliance monitoring are reviewed and addressed
•
department
• Acting as the point of escalation with Compliance related queries
• Managing Client Services
Cape Town have created a Compliance Officer position to impliment compliance and risk policies and procedures the organisation. Key responsibilities include: Compliance reporting (internal and external) Review planned necessity, as is a Compliance Officer Qualification/Occupational Certificate: Compliance Officer (NQF 6)
experienced FINANCIAL CRIME COMPLIANCE OFFICER AML. The Financial Crime Compliance Officer primary purpose to business on new and ongoing Financial Crime compliance obligations as it relates to Acts, directives Centre on the GoAML platform. Reporting on non-compliance incidents and breaches. Support management in in the maintenance of the Risk Management and Compliance programme, Policies and Risk Assessment. Assist effectively. Monitoring and assurance: Participating in compliance monitoring and testing activities to assess the
understanding of the compliance role within the business. The temporary Compliance Officer will report Testing
Complete testing as per the compliance monitoring programme
Log findings
Completing and reflect Company values
Monitoring the Compliance and Sanctions inboxes
Updating of registers