compliance function, specifically with respect to FAIS and the product categories for which the client required/ equivalent qualification and or FAIS Credits • FAIS Regulatory examination for Representatives
compliance function, specifically with respect to FAIS and the product categories for which the client required/ equivalent qualification and or FAIS Credits • FAIS Regulatory examination for Representatives
financial markets knowledge preferred.
Trusts and Compliance Administrator to assist with FAIS and other legal compliance administration of trusts Completed Grade 12. Relevant legal/ compliance or FAIS-related certification preferred. 1 or more years
required, financial markets knowledge preferred. FAIS Compliance: RE 5 certification required. 5-10 years
Qualifications
goals with team members. RE5 Certificate and full FAIS credits. Bachelor's degree in business administration
goals with team members. RE5 Certificate and full FAIS credits. Bachelor's degree in business administration
(strongly preferred) / Certified Financial Planner (CFP) FAIS Compliant. Proven experience as a Wealth and Investment
(strongly preferred) / Certified Financial Planner (CFP) FAIS Compliant. Proven experience as a Wealth and Investment