regulatory compliance, identifying risks, and implementing controls to mitigate non-compliance issues.
compliance risks and mitigation strategies.
non-compliance, the management of compliance risks, and the state of compliance in the division (1st line) Provide
non-compliance, the management of compliance risks, and the state of compliance in the division (1st line) Provide
Client engagement
Scorecard implementation
Risk assessment
Statutory compliance
Segmentation
Assess affordability
Statutory compliance
Staff management
Skills & Experience:
Retail or FMCG
Credit Management
Sourcing • Understand Sourcing policies and guide the business through the sourcing process • Onboarding of suppliers • Understand suppliers proposals • Sound understanding of contracts • Advise the business on the best sourcing approach, contracting and negotiation strategy • Understand
Sourcing • Understand Sourcing policies and guide the business through the sourcing process • Onboarding of suppliers • Understand suppliers proposals • Sound understanding of contracts • Advise the business on the best sourcing approach, contracting and negotiation strategy • Understand
and external stakeholders Compliance and Risk Management Ensure compliance with regulatory requirements
and external stakeholders Compliance and Risk Management Ensure compliance with regulatory requirements
Compliance and Risk Management
A highly regarded, well established Trust and Investment Management company based in Cape Town have created a Compliance Officer position to impliment compliance and risk policies and procedures within the organisation. Key responsibilities include: Compliance reporting (internal and external) Revie