Implementation FICA: Risk Management and Compliance Program Reviewing and updating of FICA policy Preparation Preparation and delivery of relevant FICA training, internally as well as with customers Assist with preparation preparation and submissions of FICA reporting. Handing over of overdue debt to the respective debt collectors
system, diarizing correspondence, e nsuring that all FICA documentation is obtained and filed for compliance
system, diarizing correspondence, e nsuring that all FICA documentation is obtained and filed for compliance
f reception duties
preparation and conclusion. •Obtain Credit Check and FICA where necessary. •Raise Lease input summary (LIS)
working knowledge of compliance legislation viz FICA and FAIS
working knowledge of compliance legislation viz FICA and FAIS
& prepare quotations Preparing meeting files, FICA, Applications, etc. Switches Redemptions Monitor
management within Citadel, Management of Stats, inflows, FICA and FAIS and internal relationships • Initiate prospecting
advisory and investment implmemtation records (FIAS and FICA) Review and approval of client onboarding Assist