company based in La Lucia, Durban is seeking a Compliance Speciast to join their team. Developing, implementing implementing and managing SAHL Group compliance program Relationship with the relevant regulatory bodies channels for compliance issues Training and awareness (Coordinating and scheduling required compliance training complaints management and general regulatory compliance within the financial services sector (home loans
based in KZN, has an opportunity for a Senior Compliance Manager to be part of their dynamic team. Developing Developing, implementing, and managing Group compliance program. Compliance Risk Management with current legislation legislation, identifying and assessing compliance risks to the Group including oversight of the Insurance and coordinating proper reporting channels for compliance issues. Business support in terms of exchange Legal and relevant Compliance Certificate. LLB plus certification as a Compliance Professional /CProf
Senior Manager - Regulatory Compliance ( Insurance / Credit ) Location: La Lucia, KwaZulu-Natal A reputable opportunity for a Senior Manager - Regulatory Compliance . Position Overview: The successful candidate regulatory compliance practices in client facing divisions (1st line) ensuring compliance regulatory applicable laws. Conduct compliance regulatory training. Execute on all Regulatory Compliance projects (end-end) the High Court of South Africa . Member of the Compliance Institute of SA . RE5 Accreditation . A minimum
services business with a strong focus on legal and compliance The intern will provide administrative support areas of the business with a particular focus on compliance related tasks in the financial services sector and FICA). Duties will include: Assisting with compliance requirements related to KYC and AML Maintaining promotional material Assisting with preparation of compliance documentation and agreements related to representatives
adherence of regulatory compliance practices in client facing divisions ensuring compliance regulatory risks Qualifications: LLB / Admitted Attorney Member of the compliance institute of SA RE5 Accredited: Advantageous Experience: 5-7 years' experience in regulatory compliance position, 3 of which must have been in a managerial
plant seeks an Administration Assistant to the Compliance Manager who ideally has knowledge or experience experience in ISO standards, legislation, or compliance, a willingness to learn and grow within a site environment
Compliance Officer This vacancy has been created within our client's risk and compliance team, based role is responsible for compliance support and implementation of risk and compliance policies and procedures risk and compliance reporting, including adhoc review and analysis work by the Risk and Compliance Committee responsibilities include: •FSP Compliance / Risk Officer: o Compliance reporting on behalf of business changes required o FSP license changes as needed • Compliance monitoring: o Review of client advisory and investment
Assist with the issuing of warnings to ensure compliance Drafting and implementing of policies To more 850 CTC Benefits : Cell phone, Internet, Laptop, Pension Fund and Excellent Career Growth as well as a Great 850 CTC Benefits : Cell phone, Internet, Laptop, Pension Fund and Excellent Career Growth as well as a Great
Assist with the issuing of warnings to ensure compliance Drafting and implementing of policies To more 850 CTC Benefits : Cell phone, Internet, Laptop, Pension Fund and Excellent Career Growth as well as a Great 850 CTC Benefits : Cell phone, Internet, Laptop, Pension Fund and Excellent Career Growth as well as a Great
Trials, ISIR's, DRM's Responsible for ensuring compliance to all Quality and Food Safety Policies, Systems legislations/OSHACT Managing the SHE team to ensure compliance and reporting of the above All medicals and IOD's IOD's PPE and uniforms All legislative compliance, training and licensing All environmental initiatives required. R950K - 1.1 CTC PER ANNUM MEDICAL AID PENSION FUND