An established investment bank operating on a Pan-African basis and specializing in private credit and private equity is seeking a Legal and Compliance Officer to join their team in Sandton, Gauteng. Responsibilities Money Laundering Reporting Office (MRO) Reporting to FSCA Corporate secretarial wor
administration will be essential in maintaining the bank's legal obligations and safeguarding its interests
or banking sector.
- Proven experience in dealing with subpoenas and familiarity with legal requirements
hours
Banking and Finance
Legal
ZAR00 professionals, and internal teams in the banking and legal industries.
experience in a FAIS and AML/CFT role in a banking institution Legal/finance qualification/or similar and other
experience in a FAIS and AML/CFT role in a banking institution Legal/finance qualification/or similar and other
Our client, a financial services company based in KZN, has an opportunity for a Senior Compliance Manager to be part of their dynamic team. Developing, implementing, and managing Group compliance program. Compliance Risk Management with current legislation, identifying and assessing compliance risks
Our client, a financial services company based in KZN, has an opportunity for a Senior Compliance Manager to be part of their dynamic team. Developing, implementing, and managing Group compliance program. Compliance Risk Management with current legislation, identifying and assessing compliance risks
specifically NCA Act, POPIA, NCR, PASA, bank regulations, legal legislation, etc.
- Advanced analytical
recovery to the Bank in the shortest possible time frame.
recovery to the Bank in the shortest possible time frame. Manage and monitor all legal accounts handled