regulatory compliance across various financial services providers. From acting as the FAIS Compliance
regulatory compliance across various financial services providers. From acting as the FAIS Compliance
Main Purpose of Position:
Ensuring established quality standards through continuous evaluation and reporting of employee performance. Verify adherence and compliance to stated quality, customer and compliance standards. Aim to identify areas for employee development and tra
experience in a legal Compliance department ess
Long term insurance advantages
FAIS FICA Insurance
in the industry and market Regulatory Compliance Adhere to FAIS requirements and set company procedures
in the industry and market Regulatory Compliance Adhere to FAIS requirements and set company procedures
managers to discuss the non-compliances Compile regulatory reports (FAIS, FICA, etc.) Co-ordinate and
managers to discuss the non-compliances Compile regulatory reports (FAIS, FICA, etc.) Co-ordinate and
developments in the market. Regulatory Compliance: Adhere to FAIS requirements and set company procedures