Compliance Investment Banking Jobs in South Africa
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Investment Compliance And Regulatory Reporting Specialist
Cape Town City Centre
30000 Monthly
Working closely with the Manager of Risk and Compliance for Manco you will be overseeing and involved
position:
- Experience gained in Investment Management, Fund Services, Wealth Management
share this job on whatsappMarket Reference Data And Valuations Analyst - Investments - Maternity Fill (banking - Investments)
Johannesburg
One of the TOP banks in S.A. is seeking an experienced Data and Valuations Analyst to join their team of financial instruments
Banking & Investment Support Administrator Market-related
The Talent ExpertsCape Town Region
your career within the Investment industry? Is this you? You've got your investment-related degree, gained into the real technical admin that makes the investment industry tick. You are meticulous and organized service and have an even bigger passion for the investment world. You thrive in a fast-paced environment role in ensuring the seamless execution of banking and investment transactions. From opening and closing include managing E-Banking users, handling client queries, and reconciling investment positions. You'll
Compliance Officer - Cat I,ii - Investments Neg
Ba PersonnelCape Town Region
Excellent opportunity for a highly experienced COMPLIANCE OFFICER with Umbrella funds experience. Knowledgeable company Investments Regulatory Compliance Manager by, implementation and maintenance of the compliance strategy programme, and ensuring an appropriate culture of compliance across is prevalent across the business unit appropriate compliance culture. Development, implementation and maintenance of compliance risk management Regulations. Perform compliance monitoring to fulfil the requirements of the Compliance Monitoring Plan,
Investment Risk And Compliance Officer Market-related
The Talent ExpertsCape Town Region
Are you an experienced Compliance Officer who is good at following the rules and you enjoy making sure have a passion for regulatory compliance and risk management in the investment sector backed by a solid understanding As the Risk and Compliance Officer, you will collaborate closely with Senior Compliance Officers to monitor monitor and report on compliance risks facing the organization. You'll play a key role in conducting file promotions, and assisting with Anti-Money Laundering compliance on client reviews. Your expertise will support
Investment Risk And Compliance Associate Market-related
The Talent ExpertsCape Town Region
Are you a FAIS-approved Compliance Officer who is good at implementing and following the rules and you Is this you? You've gained solid experience in compliance and have a passion for regulatory excellence in Risk & Compliance, you'll play a pivotal role in ensuring regulatory compliance across various as the FAIS Compliance Officer for local and foreign FSPs to maintaining risk and compliance policies and strategic guidance, and drive initiatives to enhance compliance effectiveness. Every day presents new challenges
Compliance Guidance Officer: Umbrella Funds, Investment And Cat Iii Experience Neg
Ba PersonnelSandton
for a highly experienced COMPLIANCE GUIDANCE OFFICER: Umbrella Funds, Investment and CATIII experience with and minimize the compliance risks identified in business by implementing compliance risk management process assessment, management, monitoring and reporting of compliance risks that are faced by the relevant stakeholder from time to time. Implementation of the Group Compliance Framework as relevant to the applicable Business accurate pertinent compliance reports Project management in support of compliance requirements, implementation
Compliance Officer/analyst - Investment Industry (experienced Candidates) Market Related
Pss RecruitmentSouth Africa
Compliance Officer This vacancy has been created within our client's risk and compliance team, based role is responsible for compliance support and implementation of risk and compliance policies and procedures risk and compliance reporting, including adhoc review and analysis work by the Risk and Compliance Committee responsibilities include: •FSP Compliance / Risk Officer: o Compliance reporting on behalf of business changes as needed • Compliance monitoring: o Review of client advisory and investment implementation records
Investment Consultant
Cape Town City Centre
or client relationship management within the investment industry.
Investment Administrator
Cape Town City Centre
15000 Monthly clients
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