Compliance Officer Asset Manager Jobs in Johannesburg, Gauteng
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Compliance Officer
Johannesburg
Compliance Officer Sandton Johannesburg Gauteng
Our Financial Services Client in Sandton Johannesburg is looking for a Compliance Officer. You will be responsible for coordinating assessments that establish the effectiveness of compliance and programs.
Salary Negotiabl Requirements
Degree in LLB or Risk Management
4-5 years’ experience within the financial
include:
Monitor and Report on Compliance
Document management and control
Contribute and
share this job on whatsappCompliance Officer
Johannesburg
a well-established hedge fund manager, are seeking a Compliance Officer to join their team. They believe will be assisting, and reporting to, the Compliance Manager. In addition, the successful candidate may ng>
Collaborating with the Compliance Manager and Management in setting and driving the following RMCP policy
Compliance Officer
Johannesburg
35000 Monthly assessments which establish the effectiveness of compliance and programs in accordance with established standards />
- Audit management
- Document management and control
- Management reporting < Risk Management or similar
- Additional functionals training in auditing, quality management, safety safety management, etc.
- 5 years operational experience experience in the aviation operations coordination and management
- 2 years experience in line with the South
Risk And Compliance Officer
Network FinanceNorth Johannesburg
Reference: NFR004063-CAY-1 Are you a seasoned Risk and Compliance wizard? Looking for a new opportunity to grow seeking a well-rounded and experienced Risk and Compliance Officer to join their team in Johannesburg, Gauteng credit division. You will be expected to ensure compliance with regulatory requirements, internal policies threats and vulnerabilities. Develop and implement compliance policies and procedures. Monitor regulatory developments Train employees on compliance and risk management issues. Investigate compliance breaches and recommend
Risk And Compliance Officer
Network FinanceNorth Johannesburg
sector are eagerly looking for a Risk and Compliance Officer to join their team in Pretoria, Gauteng. as well as oversee compliance. Duties and responsibilities include: Risk Management : Identify, assess developing risk management strategies, and implementing risk mitigation plans. Compliance Oversight : Ensure regulatory changes, interpreting compliance requirements, and developing compliance programs. Policy Development behaviour and compliance with regulations. Monitoring and Reporting : Monitor compliance activities within
Risk And Compliance Officer
Johannesburg
well-rounded and experienced Risk and Compliance Officer to join their teams in Johannesburg, credit divisions. You will be expected to ensure compliance with regulatory requirements, internal policies vulnerabilities.
- Bachelors degree in Risk Management, Law, Finance, or a related field (Masters degree
Compliance Manager
Dk ConsultingSandton
CFP RE1 and RE5 10 - 15 years experience in the Compliance Space Extensive knowledge of legislation in the
Sheq Compliance Officer / Quality Control Manager
Johannesburg
Forwarding Company is seeking a SHEQ Compliance Officer / Quality Control Manager to join their team
Assist, set up and manage quality control within the warehouse
Ensure compliance with South African
/>Minimum 3 - 5 years relevant experience as a Quality Manager within warehousing
Freight Forwarding experience
Compliance Officer Cat Ii | Midrand
Midrand
R 750 000 – R 850 000 per annum Category II Compliance Officer to join their team. This position reports to the Head of Compliance Distribution maintaining quality assurance in the client's offices, which cover long-term and short-term assurance />
- Develop and maintain a comprehensive compliance framework with relevant stakeholders.
- Identify
- Identify and investigate potential compliance breaches and areas of concern.
- Review, register individual/representative register.
- Ensure that all compliance records are accurate and up-to-date.
- Address
Compliance Officer Cat I | Midrand
Midrand
R 450 000 – R550 000 per annum
Category I Compliance Officer to join their team in Midrand. Reporting to the Head of Compliance Distribution
ensuring quality assurance and compliance within the client's offices, which include long-term and
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- Develop and maintain a robust compliance framework in partnership with relevant stakeholders stakeholders.
- Identify and investigate potential compliance breaches and areas of concern.
- Review individual/representative register updated.
- Ensure all compliance records are current and accurate.
- Address
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