legal and compliance risks through effective systems, teams, and processes.
role will predominantly support the Head of Legal, Risk and Compliance and the CFO within Strate. Provide to enable a seamless experience for the CFO and Head of LRC and their teams. •Efficiently manage executive
opportunity for a highly experienced COMPLIANCE GUIDANCE OFFICER Group Monitoring Education and experience tertiary education Post-graduate qualification in Compliance Management (advantageous) 6 years' experience change initiatives. Compliance risk monitoring Contribute and review of annual compliance monitoring plan plan for the Group Compliance Management Committee. Present the monitoring plan to the relevant stakeholders conducted in compliance with the highest compliance obligations. Continuously contribute to the Group Compliance
central database including engagement letters and compliance memos accordingly Responsible for linking client
central database including engagement letters and compliance memos accordingly
Compliance Officer Sandton Johannesburg Gauteng
Our Financial Services Client Client in Sandton Johannesburg is looking for a Compliance Officer. You will be responsible for coordinating assessments that establish the effectiveness of compliance and programs.
Salary Negotiabl
include:
Monitor and Report on Compliance
Document management and control
Contribute
review of annual compliance monitoring plan
Review and secure approval of all compliance monitoring reports
well-established hedge fund manager, are seeking a Compliance Officer to join their team. They believe that candidate will be assisting, and reporting to, the Compliance Manager. In addition, the successful candidate candidate may report into other department heads.
Responsibilities:
Collaborating ollaborating with the Compliance Manager and Management in setting and driving the following policies policy
assessments which establish the effectiveness of compliance and programs in accordance with established standards
CFP RE1 and RE5 10 - 15 years experience in the Compliance Space Extensive knowledge of legislation in the
The successful candidate will be responsible for group technical accounting policies, including maintenance training. You will also play a key role in ad hoc group projects and applying technical accounting skills transactions