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Compliance Officer - Cat I,ii - Investments Neg
Ba Personnel
Cape Town Region
BA Personal as a specialist in our field of expertise with extensive experience in placing niche and Excellent opportunity for a highly experienced COMPLIANCE OFFICER with Umbrella funds experience. Knowledgeable company Investments Regulatory Compliance Manager by, implementation and maintenance of the compliance strategy programme, and ensuring an appropriate culture of compliance across is prevalent across the business unit appropriate compliance culture. Development, implementation and maintenance of compliance risk management
share this job on whatsappInvestment Risk And Compliance Officer Market-related
The Talent ExpertsCape Town Region
Are you an experienced Compliance Officer who is good at following the rules and you enjoy making sure have a passion for regulatory compliance and risk management in the investment sector backed by a solid understanding As the Risk and Compliance Officer, you will collaborate closely with Senior Compliance Officers to monitor monitor and report on compliance risks facing the organization. You'll play a key role in conducting file promotions, and assisting with Anti-Money Laundering compliance on client reviews. Your expertise will support
Investment Risk And Compliance Associate Market-related
The Talent ExpertsCape Town Region
Are you a FAIS-approved Compliance Officer who is good at implementing and following the rules and you Is this you? You've gained solid experience in compliance and have a passion for regulatory excellence in Risk & Compliance, you'll play a pivotal role in ensuring regulatory compliance across various as the FAIS Compliance Officer for local and foreign FSPs to maintaining risk and compliance policies and strategic guidance, and drive initiatives to enhance compliance effectiveness. Every day presents new challenges
Assistant Manager - Recruitment Compliance Specialist
ExlCape Town Region
JOB DESCRIPTION Answers questions to providers related to Benefit Plans, Claims and related topics To communicate effectively for additional information as needed by providers Perform accurate data entry Perform eligibility and benefit verification Create effective, grammatically correct and complia
Compliance Officer/analyst - Investment Industry (experienced Candidates) Market Related
Pss RecruitmentSouth Africa
Compliance Officer This vacancy has been created within our client's risk and compliance team, based role is responsible for compliance support and implementation of risk and compliance policies and procedures risk and compliance reporting, including adhoc review and analysis work by the Risk and Compliance Committee responsibilities include: •FSP Compliance / Risk Officer: o Compliance reporting on behalf of business changes as needed • Compliance monitoring: o Review of client advisory and investment implementation records
Investment Analyst
SetCape Town Region
Choice High performing boutique Investment firm. Description Investment Analyst Attractive market related successful boutique investment firm have an excellent opportunity for an Investment Analyst. Join this Write monthly / quarterly sector review reports Investment committee reports Support new business development
Compliance Officer
Sd Recruitment LtdCape Town Region
Reference: CPT003217-Ash-2 Join our team as a Compliance Officer and be at the forefront of ensuring operational this pivotal role, you will handle all urgent compliance matters, ensuring our operations run smoothly candidates through the registration process, ensuring compliance with regulatory standards. Screening and Interviews: and provide accurate information. Audits and Compliance: Assist in audits and ensure adherence to organisational qualification required. Minimum 2 years in HR, compliance, or client service roles. Strong attention to
Investment Administrator Cape Town
The Talent ExpertsCape Town Region
your career within the Investment industry? Is this you? You've got your investment-related degree, gained into the real technical admin that makes the investment industry tick. You are meticulous and organized service and have an even bigger passion for the investment world. You thrive in a fast-paced environment ensuring the seamless execution of banking and investment transactions. From opening and closing accounts users, handling client queries, and reconciling investment positions. You'll enjoy the challenge of managing
Investment Analyst Cape Town
Pss RecruitmentSouth Africa
opportunities within the investment industry, ranging from Analytical to Compliance roles. Strong academic a Big 4 accounting firm. Keen interest in the investment space required and articles covering Financial
Investment Analyst Cape Town
Pss RecruitmentSouth Africa
Title: Investment Portfolio Analyst Reports to: Investments Manager Job location: Cape Town Remuneration: Experience • 3 to 5 years of relevant experience in investments • Will be required to be a FAIS compliant representative managers alongside the portfolio managers and investment research teams • Understands the construction portfolios and products that target different kinds of investment objectives • Ensure that portfolios are kept portfolios • Understanding and regular monitoring of investment managers held in our products • Develop an understanding
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