Junior Investment Compliance Jobs in Johannesburg, Gauteng

Junior Compliance Administrator Midrand

 Csi Properties

Midrand

leader. Job Summary: The Junior Compliance Administrator will support the compliance team in ensuring that development, implementation, and maintenance of compliance processes and providing administrative support smooth operation of compliance-related activities. Key Responsibilities: Compliance Monitoring: Assist ensure compliance with applicable laws and regulations. Support the implementation of compliance programs up-to-date records of all compliance-related activities. Ensure that all compliance documentation is properly

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Junior Compliance Administrator / Midrand Market Related

 Csi Properties

Midrand

leader. Job Summary: The Junior Compliance Administrator will support the compliance team in ensuring that development, implementation, and maintenance of compliance processes and providing administrative support smooth operation of compliance-related activities. Key Responsibilities: Compliance Monitoring: Assist ensure compliance with applicable laws and regulations. Support the implementation of compliance programs up-to-date records of all compliance-related activities. Ensure that all compliance documentation is properly

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Compliance Guidance Officer: Umbrella Funds, Investment And Cat Iii Experience Neg

 Ba Personnel

Sandton

for a highly experienced COMPLIANCE GUIDANCE OFFICER: Umbrella Funds, Investment and CATIII experience with and minimize the compliance risks identified in business by implementing compliance risk management process assessment, management, monitoring and reporting of compliance risks that are faced by the relevant stakeholder from time to time. Implementation of the Group Compliance Framework as relevant to the applicable Business accurate pertinent compliance reports Project management in support of compliance requirements, implementation

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Investments Analyst

 Attain People

Johannesburg

a strong understanding of financial markets, investment products, and financial analysis techniques? transaction execution, researching, analysing investment proposals/pitches to clients, and reviewing

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Investment Analyst

 Network Finance

North Johannesburg

Reference: NFR004136-Abi-1 Investment Analysts Your career is our Interest Job & Company Description: Description: Although investing is generally described as putting money into financial schemes, shares, or a expectation of achieving a profit – We believe that investing into your Future has more than a compound effect professionals in the investment space CFA's, Analysts, Chief Investment Officers and other Investment professionals and Skills we seek to place: BCom Accounting/Investment Management/Financial Sciences or related degrees

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Investment Associate

Johannesburg

 R1,000,000

fundamental and technical analysis for the investments to be presented to the Screening IC

Compliance Analyst

 The Skills Mine

Johannesburg

central database including engagement letters and compliance memos accordingly Responsible for linking client

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Compliance Analyst

Johannesburg

central database including engagement letters and compliance memos accordingly

Compliance Officer

Johannesburg

Compliance Officer Sandton Johannesburg Gauteng

Our Financial Services Client Client in Sandton Johannesburg is looking for a Compliance Officer. You will be responsible for coordinating assessments that establish the effectiveness of compliance and programs.

Salary Negotiabl include:
Monitor and Report on Compliance

Document management and control

Contribute review of annual compliance monitoring plan
Review and secure approval of all compliance monitoring reports

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Compliance Administrator

Sandton

 Market related

experience in Business Administration

- Compliance experience and or training

- Attention

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