Investment client seeks a Compliance Officer to join their team. You'll need to have competed services industry compliance experience as listed below. Role reports to their Compliance Manager and works area
the department
central database including engagement letters and compliance memos accordingly Responsible for linking client
COMPLIANCE OFFICER Century City, Cape Town, Western Cape
R400 R450K Services concern is seeking a dynamic Compliance Officer to join their team of professionals.
One develop, implement, and oversee comprehensive compliance programs to mitigate risks and promote ethical assessment, you will identify and address potential compliance issues, providing guidance to the leadership leadership team to maintain a culture of compliance. You will collaborate with various departments to educate and
central database including engagement letters and compliance memos accordingly
Compliance Officer Sandton Johannesburg Gauteng
Our Financial Services Client Client in Sandton Johannesburg is looking for a Compliance Officer. You will be responsible for coordinating assessments that establish the effectiveness of compliance and programs.
Salary Negotiabl
Min Requirements
Degree in LLB or Risk Management
4-5 years’ experience within
include:
Monitor and Report on Compliance
Document management and control
Contribute
Reference: CPT001614-CTBBP-1 Tygervalley Area Compliance Officer (PHASE 1 approved)career opportunity a Financial Services Group. Tygervalley Area Compliance Officer (PHASE 1 approved )career opportunity experience in a legal Compliance department ess Long term insurance advantages FAIS FICA Insurance Act and
a financial services provider, is seeking a Compliance Officer experienced in long-term insurance, FIAS management compliance obligations
experience in Business Administration
- Compliance experience and or training
- Attention
Tygervalley Area Compliance Officer (PHASE 1 approved )career opportunity exists with a Financial Services
experience in a legal Compliance department ess
Long term insurance advantages
FAIS FICA Insurance