central database including engagement letters and compliance memos accordingly Responsible for linking client
central database including engagement letters and compliance memos accordingly
central database including engagement letters and compliance memos accordingly Responsible for linking client
Key Responsibilities:
recieves ongoing training
Compliance Officer Sandton Johannesburg Gauteng
Our Financial Services Client Client in Sandton Johannesburg is looking for a Compliance Officer. You will be responsible for coordinating assessments that establish the effectiveness of compliance and programs.
Salary Negotiabl
include:
Monitor and Report on Compliance
Document management and control
Contribute
review of annual compliance monitoring plan
Review and secure approval of all compliance monitoring reports
well-established hedge fund manager, are seeking a Compliance Officer to join their team. They believe that candidate will be assisting, and reporting to, the Compliance Manager. In addition, the successful candidate ities:
Collaborating with the Compliance Manager and Management in setting and driving policy
assessments which establish the effectiveness of compliance and programs in accordance with established standards
CFP RE1 and RE5 10 - 15 years experience in the Compliance Space Extensive knowledge of legislation in the
Our client is currently seeking Portfolio Manager (Residential) to join their finance team in Johannesburg