industry and regulatory body requirements. Promote the prevention of legal and regulatory risk in the may be required to represent the Compliance and Regulatory Affairs department. Compliance Monitoring and completion of compliance reporting (internal and regulatory). Provide Training and Awareness on Compliance industry and regulatory body requirements. Promote the prevention of legal and regulatory risk in the may be required to represent the Compliance and Regulatory Affairs department. Compliance Monitoring and
industry and regulatory body requirements. Promote the prevention of legal and regulatory risk in the may be required to represent the Compliance and Regulatory Affairs department. Compliance Monitoring and completion of compliance reporting (internal and regulatory). Provide Training and Awareness on Compliance industry and regulatory body requirements. Promote the prevention of legal and regulatory risk in the may be required to represent the Compliance and Regulatory Affairs department. Compliance Monitoring and
industry and regulatory body requirements.
- Promote the prevention of legal and regulatory risk in the
may be required to represent the Compliance and Regulatory Affairs department.
Responsible
completion of compliance reporting (internal and regulatory).
Provide Training and Awareness
content. Government and Regulatory Affairs: Monitor legislative and regulatory developments. Develop advocacy strategies and engage with government officials and regulatory bodies. Ensure good governance of communication
and brokers.
industry trends, and ensuring compliance with all regulatory requirements. MUST RESIDE IN KZN OR BE WILLING Documentation: Ensure all transactions comply with regulatory and company standards. Maintain accurate records network within the insurance industry. Knowledge of regulatory requirements related to long-term insurance.
industry trends, and ensuring compliance with all regulatory requirements. MUST RESIDE IN KZN OR BE WILLING Documentation: Ensure all transactions comply with regulatory and company standards. Maintain accurate records network within the insurance industry. Knowledge of regulatory requirements related to long-term insurance.
Identify and maintain worksites.
- Manage the Regulatory requirements.
- Reporting obligations
document services to be provided Provide and explain regulatory disclosures to new/existing clients Agree and similar 5-10 years in financial advisory role Regulatory Examination (RE5) Certified Financial Planner®