a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company
Responsibilities:
seeks a Compliance Officer to join them. Role works closely with the Regulatory Compliance Manager and a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management not only ensure compliance implementation, but also ensuring a culture of compliance across the business i>Develop and implement compliance risk management plans
Perform compliance monitoring tasks and activities on the universe of entities subject to the Financial (FIC Act) utilising compliance monitoring systems and processes. • Undertake compliance monitoring tasks activities on compliance monitoring systems and applications in relation to the compliance universe of reporting compliance; • Responding to public and stakeholder queries on the FIC Act compliance and ML/TF/PF risks and compliance with FIC Act. • Identify compliance issues experienced and provide compliance solutions
understanding of laws and regulations related to Compliance. Personality
integrity by handling sensitive information and compliance matters.
a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company advisors to perform their roles. Responsibilities: Compliance review of all NewBusiness and Servicing cases when a Private Wealth Manager resigns Assisting Compliance Manager with complaint investigation and resolution Offshore experience (advantageous) Matric RE5 Compliance related course/qualification Computer literacy Analytical Proven ability to meet and understand compliance requirements Please note that if you have not
BVPD het tans 'n opwindende interne geleentheid vir 'n Voldoenings konsultant om deel te word van hul dinamiese span. Die suksesvolle kandidate sal landboukliënte bystaan met voldoenings aangeleenthede en voorbereiding vir derdeparty-oudits, soos SIZA, WIETA en/of GlobalG.A.P. Help die kliënt met
a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company advisors to perform their roles. Responsibilities: Compliance review of all NewBusiness and Servicing cases when a Private Wealth Manager resigns Assisting Compliance Manager with complaint investigation and resolution Offshore experience (advantageous) Matric RE5 Compliance related course/qualification Computer literacy Analytical Proven ability to meet and understand compliance requirements Please note that if you have not
The Risk & Compliance Specialist will assist the Head: Risk & Compliance who is responsible for for Risk & Compliance management across the Company Group and its licenses subsidiaries. Assist with implementing of systems and controls to ensure compliance with all relevant legislation and regulations the Company. Develop, complete, and maintain Compliance Risk Management Plans (CRMP's) to respond to regulatory changes and to address shortfalls in compliance. Advise and assist staff and clients proactively
The Risk & Compliance Specialist will assist the Head: Risk & Compliance who is responsible responsible for Risk & Compliance management
Key responsibilities include:
Assist implementing of systems and controls to ensure compliance with all relevant legislation and regulations company
Develop, complete and maintain Compliance Risk Management Plans (CRMPs) to respond to regulatory regulatory changes and to address shortfalls in compliance.
Advise and assist staff and clients proactively
Hire Resolve's client is looking for a Risk and Compliance Specialist to join their team in the the North of the Risk and Compliance Specialist includes, but is not limited to, manage compliance register and ensure ensure updating of all legislative compliance and Implement Ethics strategy. Coordinate activities with change and Compliance. Requirements: Bachelor's degree in Governance, Risk and Compliance Management ethics and regulatory compliance Support system configuration for the Compliance and Enterprise Risk Management