compliance function, specifically with respect to FAIS and the product categories for which the client required/ equivalent qualification and or FAIS Credits • FAIS Regulatory examination for Representatives
compliance function, specifically with respect to FAIS and the product categories for which the client required/ equivalent qualification and or FAIS Credits • FAIS Regulatory examination for Representatives
required, financial markets knowledge preferred. FAIS Compliance: RE 5 certification required. 5-10 years
goals with team members. RE5 Certificate and full FAIS credits. Bachelor's degree in business administration
goals with team members. RE5 Certificate and full FAIS credits. Bachelor's degree in business administration
(strongly preferred) / Certified Financial Planner (CFP) FAIS Compliant. Proven experience as a Wealth and Investment
(strongly preferred) / Certified Financial Planner (CFP) FAIS Compliant. Proven experience as a Wealth and Investment
Excellent track record within current department • FAIS Accreditation/compliant (proof of credits required)
Excellent track record within current department • FAIS Accreditation/compliant (proof of credits required)
laws including the Insurance Act and Regulations, FAIS Act, STIA, LTIA, PPR's, FICA, etc.); Operational