Nature, Spring, Albert Heijn
a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company
Responsibilities:
seeks a Compliance Officer to join them. Role works closely with the Regulatory Compliance Manager and a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management not only ensure compliance implementation, but also ensuring a culture of compliance across the business i>Develop and implement compliance risk management plans
with the guidance and direction of the Head of Compliance; assist with the implementation and maintenance of regulatory compliance. This role will report into the Head of Regulatory Compliance. Provide Assurance: contribute to the review of, and properly maintain the Compliance Requirement Universe for the relevant acts assigned relevant acts, as may be required from a regulatory compliance perspective, in respect of the areas specifically the review and/or development of an appropriate Compliance Monitoring Plan for the relevant acts, in order
newest Head of Compliance They're seeking an experienced professional to lead their compliance efforts with If you have a passion for ensuring regulatory compliance and a proven track record in the financial services Responsibilities: Oversight of Compliance: Lead and oversee all compliance-related activities, ensuring and Procedures: Create, implement, and update compliance policies and procedures to reflect evolving regulations adjustments. Training on Internal Compliance: Design and deliver compliance training programs for employees
Financial Risk and Compliance Manager - Gauteng Job title: Financial Risk and Compliance Manager Purpose business. This encompasses legal and regulatory compliance, along with the proactive creation, upkeep, and recommendations for improvements. Compliance and Regulatory Oversight: · Ensure compliance with all relevant financial drive timely submission (Financial soundness, compliance etc.) · Stay up to date with regulatory changes (FSCA adds regularly) · Risk management plan. · Compliance management policy. · Governance policy. · Advertising
Audit qualification - Compliance Practitioner (CPRAC) Qualification - 5 years compliance / Risk Management knowledge - Experience in developing and implementing compliance policies and procedures Should you meet the above
Facilities / Risk and Compliance manager to ensure our client is in compliance with the relevant legislative Implement procedures & processes to ensure compliance with workplace legislation, and corporate health and present reports to senior management and compliance reports for all branches. Assist with the investigation Management Implement systems and procedures to ensure compliance with current procurement policy. Compile, negotiate in Risk and Compliance management 5-8 years management experience in a risk and compliance position. Experience
ongoing training
• Working closely with Compliance to ensure:
o any regulatory updates are
communicated and implemented
o Issues arising from Compliance monitoring are reviewed and addressed
•
department
• Acting as the point of escalation with Compliance related queries
• Managing Client Services
Cape Town have created a Compliance Officer position to impliment compliance and risk policies and procedures the organisation. Key responsibilities include: Compliance reporting (internal and external) Review planned necessity, as is a Compliance Officer Qualification/Occupational Certificate: Compliance Officer (NQF 6)