Committees
Administration Support and coordination of the following significant projects
Governance and Compliance Lead with research
Compliance
central database including engagement letters and compliance memos accordingly Responsible for linking client
central database including engagement letters and compliance memos accordingly
Compliance Officer Sandton Johannesburg Gauteng
Our Financial Services Client Johannesburg is looking for a Compliance Officer. You will be responsible for coordinating audits and assessments assessments that establish the effectiveness of compliance and programs.
Salary Negotiable
Monitor and Report on Compliance
Document management and control
Contribute
review of annual compliance monitoring plan
Review and secure approval of all compliance monitoring reports
well-established hedge fund manager, are seeking a Compliance Officer to join their team. They believe that candidate will be assisting, and reporting to, the Compliance Manager. In addition, the successful candidate ities:
Collaborating with the Compliance Manager and Management in setting and driving policy
candidate to fill the role will be responsible with coordinating and conducting audits and assessments which which establish the effectiveness of compliance and programs in accordance with established standards and operational experience in the aviation operations coordination and management
CFP RE1 and RE5 10 - 15 years experience in the Compliance Space Extensive knowledge of legislation in the
and continuing professional development (CPD) compliance towards renewal of registration. In addition governing all matters related to Registration and Compliance; Work closely with the Executive Statutory Services
activity analysis, budgeting, forecasting and compliance.
Summary:
The Compliance Manager will oversee two compliance aspects : regulatory compliance, especiallypromotional
especiallypromotional material and ethic compliance for a subsidiary of an international pharmaceutical company
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Key Responsibilities:
Regulatory compliance,
o MCA knowledge
o Reviewing of promotional
Training and upskilling employees on Compliance parametersEthic compliance
• Policies & processes
processes :
o Develop and implement compliance policies and procedures ensuring alignment to the companies