Compliance Officer Equities Jobs in Johannesburg, Gauteng
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Compliance Officer
Johannesburg
Compliance Officer Sandton Johannesburg Gauteng
Our Financial Services Client in Sandton Johannesburg is looking for a Compliance Officer. You will be responsible for coordinating assessments that establish the effectiveness of compliance and programs.
Salary Negotiabl
include:
Monitor and Report on Compliance
Document management and control
Contribute
review of annual compliance monitoring plan
Review and secure approval of all compliance monitoring reports
share this job on whatsappCompliance Officer
Johannesburg
well-established hedge fund manager, are seeking a Compliance Officer to join their team. They believe that employing candidate will be assisting, and reporting to, the Compliance Manager. In addition, the successful candidate ities:
Collaborating with the Compliance Manager and Management in setting and driving policy
Compliance Officer
Johannesburg
35000 Monthly assessments which establish the effectiveness of compliance and programs in accordance with established standards
Risk And Compliance Officer
Network FinanceNorth Johannesburg
Reference: NFR004063-CAY-1 Are you a seasoned Risk and Compliance wizard? Looking for a new opportunity to grow seeking a well-rounded and experienced Risk and Compliance Officer to join their team in Johannesburg, Gauteng credit division. You will be expected to ensure compliance with regulatory requirements, internal policies threats and vulnerabilities. Develop and implement compliance policies and procedures. Monitor regulatory developments Train employees on compliance and risk management issues. Investigate compliance breaches and recommend
Risk And Compliance Officer
Network FinanceNorth Johannesburg
sector are eagerly looking for a Risk and Compliance Officer to join their team in Pretoria, Gauteng. implement policies and procedures, as well as oversee compliance. Duties and responsibilities include: Risk Management strategies, and implementing risk mitigation plans. Compliance Oversight : Ensure that the organization complies regulatory changes, interpreting compliance requirements, and developing compliance programs. Policy Development behaviour and compliance with regulations. Monitoring and Reporting : Monitor compliance activities within
Risk And Compliance Officer
Johannesburg
well-rounded and experienced Risk and Compliance Officer to join their teams in Johannesburg, credit divisions. You will be expected to ensure compliance with regulatory requirements, internal policies vulnerabilities.
Equity Analyst
Hire ResolveJohannesburg
currently seeking a skilled Equity Analyst to join our client's team. As an Equity Analyst, you will play values and is motivated to excel in their role as an Equity Analyst. Responsibilities: Conduct thorough financial Economics, or a related field. Proven experience as an Equity Analyst or similar role. Strong analytical skills
Equity Analyst
Midrand
Position: Equity Analyst
Location: Midrand
Type:
Overview:
We are looking for an experienced Equity Analyst to join our dynamic team. The ideal candidate
Responsibilities:
- Conduct in-depth equity research and analysis to identify investment opportunities
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- Minimum of 2 years of experience as an Equity Analyst or in a similar role within a wealth management plans, and more.
Compliance Officer Cat Ii | Midrand
Midrand
R 750 000 – R 850 000 per annum Category II Compliance Officer to join their team. This position reports to the Head of Compliance Distribution maintaining quality assurance in the client's offices, which cover long-term and short-term assurance />
- Develop and maintain a comprehensive compliance framework with relevant stakeholders.
- Identify
- Identify and investigate potential compliance breaches and areas of concern.
- Review, register individual/representative register.
- Ensure that all compliance records are accurate and up-to-date.
- Address
Compliance Officer Cat I | Midrand
Midrand
R 450 000 – R550 000 per annum
Category I Compliance Officer to join their team in Midrand. Reporting to the Head of Compliance Distribution
ensuring quality assurance and compliance within the client's offices, which include long-term and
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- Develop and maintain a robust compliance framework in partnership with relevant stakeholders stakeholders.
- Identify and investigate potential compliance breaches and areas of concern.
- Review individual/representative register updated.
- Ensure all compliance records are current and accurate.
- Address
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