Compliance Officer Sandton Johannesburg Gauteng
Our Financial Services Client in Sandton Johannesburg is looking for a Compliance Officer. You will be responsible for coordinating assessments that establish the effectiveness of compliance and programs.
Salary Negotiabl
include:
Monitor and Report on Compliance
Document management and control
Contribute
review of annual compliance monitoring plan
Review and secure approval of all compliance monitoring reports
well-established hedge fund manager, are seeking a Compliance Officer to join their team. They believe that employing candidate will be assisting, and reporting to, the Compliance Manager. In addition, the successful candidate ities:
Collaborating with the Compliance Manager and Management in setting and driving policy
assessments which establish the effectiveness of compliance and programs in accordance with established standards
Join this listed entity as the Group Legal & Compliance Officer and be at the forefront of managing their legal and compliance functions. Key Responsibilities: Oversee legal and compliance risks through effective systems, teams, and processes. Track compliance with regulatory requirements and maintain an policy repository. Conduct compliance monitoring and ensure a robust compliance framework. Identify and and mitigate non-compliance risks, and develop relevant policies. Plan and deliver communication and training
legal and compliance risks through effective systems, teams, and processes.
Ulula Ash) and 3Q Mahuma Concrete. • Compliant with Group regulatory universe and tracking (in collaboration collaboration with Internal Audit). • Compliant with Group compliance universe and tracking (in collaboration with Audit). • Up to date central repository of all Group policies (version control, ensuring relevance) in written). • Implemented compliance risk management initiatives as set out in the compliance risk management plan and communicate with the responsible persons at a group and business unit level of any new legislation as
opportunity for a highly experienced COMPLIANCE GUIDANCE OFFICER Group Monitoring Education and experience tertiary education Post-graduate qualification in Compliance Management (advantageous) 6 years' experience change initiatives. Compliance risk monitoring Contribute and review of annual compliance monitoring plan plan for the Group Compliance Management Committee. Present the monitoring plan to the relevant stakeholders conducted in compliance with the highest compliance obligations. Continuously contribute to the Group Compliance
Reference: NFR004063-CAY-1 Are you a seasoned Risk and Compliance wizard? Looking for a new opportunity to grow seeking a well-rounded and experienced Risk and Compliance Officer to join their team in Johannesburg, Gauteng credit division. You will be expected to ensure compliance with regulatory requirements, internal policies threats and vulnerabilities. Develop and implement compliance policies and procedures. Monitor regulatory developments Train employees on compliance and risk management issues. Investigate compliance breaches and recommend
sector are eagerly looking for a Risk and Compliance Officer to join their team in Pretoria, Gauteng. implement policies and procedures, as well as oversee compliance. Duties and responsibilities include: Risk Management strategies, and implementing risk mitigation plans. Compliance Oversight : Ensure that the organization complies regulatory changes, interpreting compliance requirements, and developing compliance programs. Policy Development behaviour and compliance with regulations. Monitoring and Reporting : Monitor compliance activities within
well-rounded and experienced Risk and Compliance Officer to join their teams in Johannesburg, credit divisions. You will be expected to ensure compliance with regulatory requirements, internal policies vulnerabilities.