Compliance Officer Sandton Johannesburg Gauteng
Our Financial Services Client in Sandton Johannesburg is looking for a Compliance Officer. You will be responsible for coordinating assessments that establish the effectiveness of compliance and programs.
Salary Negotiabl
include:
Monitor and Report on Compliance
Document management and control
Contribute
review of annual compliance monitoring plan
Review and secure approval of all compliance monitoring reports
well-established hedge fund manager, are seeking a Compliance Officer to join their team. They believe that employing candidate will be assisting, and reporting to, the Compliance Manager. In addition, the successful candidate ities:
Collaborating with the Compliance Manager and Management in setting and driving policy
assessments which establish the effectiveness of compliance and programs in accordance with established standards
Compliance Officer This vacancy has been created within our client's risk and compliance team, based based at their Cape Town office. This role is responsible for compliance support and implementation of risk risk and compliance policies and procedures for the advisory, fiduciary and consulting operations. The risk and compliance reporting, including adhoc review and analysis work by the Risk and Compliance Committee responsibilities include: •FSP Compliance / Risk Officer: o Compliance reporting on behalf of business
well-rounded and experienced Risk and Compliance Officer to join their teams in Johannesburg, credit divisions. You will be expected to ensure compliance with regulatory requirements, internal policies vulnerabilities.
Category II Compliance Officer to join their team. This position reports to the Head of Compliance Distribution maintaining quality assurance in the client's offices, which cover long-term and short-term assurance />
Category I Compliance Officer to join their team in Midrand. Reporting to the Head of Compliance Distribution
ensuring quality assurance and compliance within the client's offices, which include long-term and
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The Compliance Officer acts as a member of the Legal & Compliance Department (L&C). The Compliance Compliance Officer materially contributes to building, implementing, and managing the health care compliance management program of our client in EMEA. The Compliance Officer acts as the first point of contact for business management compliance matters or other compliance matters or programs. The Compliance Officer leads one extensive knowledge and expertise in health care compliance, anti bribery and distribution management and
Key Responsibilities:
and generating relevant reports.