Compliance Officer Regulatory Compliance Support Jobs in Gauteng
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Compliance Officer
Johannesburg
Compliance Officer Sandton Johannesburg Gauteng
Our Financial Services Client in Sandton Johannesburg is looking for a Compliance Officer. You will be responsible for coordinating assessments that establish the effectiveness of compliance and programs.
Salary Negotiabl
include:
Monitor and Report on Compliance
Document management and control
Contribute
review of annual compliance monitoring plan
Review and secure approval of all compliance monitoring reports
share this job on whatsappCompliance Officer
Johannesburg
well-established hedge fund manager, are seeking a Compliance Officer to join their team. They believe that employing candidate will be assisting, and reporting to, the Compliance Manager. In addition, the successful candidate ities:
Collaborating with the Compliance Manager and Management in setting and driving policy
Compliance Officer
Johannesburg
35000 Monthly effectiveness of compliance and programs in accordance with established standards and regulatory requirements
Senior Regulatory Affairs And Compliance Specialist
Johannesburg
As a Senior Regulatory Affairs and Compliance Specialist, you will play a crucial role in overseeing
overseeing regulatory submissions, ensuring compliance with all applicable laws and regulations, and providing
providing expert guidance on regulatory matters.
Duties and responsibilities include:
- Develop and implement regulatory strategies to support the successful registration and approval interpret regulatory developments and changes in legislation to ensure ongoing compliance.
- Act
Compliance Officer Cape Town
Pss RecruitmentSouth Africa
Compliance Officer This vacancy has been created within our client's risk and compliance team, based based at their Cape Town office. This role is responsible for compliance support and implementation of risk risk and compliance policies and procedures for the advisory, fiduciary and consulting operations. The risk and compliance reporting, including adhoc review and analysis work by the Risk and Compliance Committee responsibilities include: •FSP Compliance / Risk Officer: o Compliance reporting on behalf of business
Risk And Compliance Officer
Johannesburg
well-rounded and experienced Risk and Compliance Officer to join their teams in Johannesburg, divisions. You will be expected to ensure compliance with regulatory requirements, internal policies, and
Compliance Officer Cat Ii | Midrand
Midrand
R 750 000 – R 850 000 per annum Category II Compliance Officer to join their team. This position reports to the Head of Compliance Distribution maintaining quality assurance in the client's offices, which cover long-term and short-term assurance />
- Develop and maintain a comprehensive compliance framework with relevant stakeholders.
- Identify
- Identify and investigate potential compliance breaches and areas of concern.
- Review, register individual/representative register.
- Ensure that all compliance records are accurate and up-to-date.
- Address
Compliance Officer Cat I | Midrand
Midrand
R 450 000 – R550 000 per annum
Category I Compliance Officer to join their team in Midrand. Reporting to the Head of Compliance Distribution
ensuring quality assurance and compliance within the client's offices, which include long-term and
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- Develop and maintain a robust compliance framework in partnership with relevant stakeholders stakeholders.
- Identify and investigate potential compliance breaches and areas of concern.
- Review individual/representative register updated.
- Ensure all compliance records are current and accurate.
- Address
Compliance Analyst
The Skills MineJohannesburg
Responsibilities Understand and apply all relevant regulatory/statutory requirements such as the FIC Act, FICA and verify. Check to ensure that all relevant supporting documentation has been provided Process confirmations central database including engagement letters and compliance memos accordingly Responsible for linking client
Compliance Analyst
Johannesburg
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- Understand and apply all relevant regulatory/statutory requirements such as the FIC Act, FICA verify.
- Check to ensure that all relevant supporting documentation has been provided
- Process central database including engagement letters and compliance memos accordingly
- Responsible for linking
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