COMPLIANCE OFFICER (Investment Risk and Regulatory Management) – Claremont/Newlands, Western Cape, SA nspamerselev8recruitment.co.za COMPLIANCE, OFFICER, Investment, Risk, and, Regulatory, Management, Claremont
Officer. Duties will include assisting with compliance risk identification and compliance management, strategic • Assist in overseeing and maintaining the compliance risk management plans and regulatory universe, and develop same where required, to ensure key compliance risks are identified, analyzed, and mitigated with enhancement and implementation of the appropriate compliance risk management and quality assurance policies, and monitor compliance with laws, regulations, policies and procedures by following a risk-based approach
Officer. Duties will include assisting with compliance risk identification and compliance management, strategic • Assist in overseeing and maintaining the compliance risk management plans and regulatory universe, and develop same where required, to ensure key compliance risks are identified, analyzed, and mitigated with enhancement and implementation of the appropriate compliance risk management and quality assurance policies, and monitor compliance with laws, regulations, policies and procedures by following a risk-based approach
implement, and oversee comprehensive compliance programs to mitigate risks and promote ethical conduct within the South African and offshore compliance framework or risk management
company in forums, such as project meetings, Compliance, Risk & Legal meetings, and various management
obligations
Financial Management Payroll Management Legal Compliance Risk Management Sales Management Marketing Management
COMPLIANCE OFFICER (Investment Risk and Regulatory Management) – Claremont/Newlands, Western Cape, SA nspamerselev8recruitment.co.za COMPLIANCE, OFFICER, Investment, Risk, and, Regulatory, Management, Claremont
objectives
objectives