Responsibilities:
Governance
IRMSA Committee meetings
st the Governance and Compliance Lead with research Compliance
(LLM/MBA/MBL) will be an added advantage.
Job Related responsibilities.
central database including engagement letters and compliance memos accordingly Responsible for linking client
central database including engagement letters and compliance memos accordingly
Compliance Officer Sandton Johannesburg Gauteng
Our Financial Services Client Client in Sandton Johannesburg is looking for a Compliance Officer. You will be responsible for coordinating assessments that establish the effectiveness of compliance and programs.
Salary Negotiabl
include:
Monitor and Report on Compliance
Document management and control
Contribute
review of annual compliance monitoring plan
Review and secure approval of all compliance monitoring reports
experience in Business Administration
- Compliance experience and or training
- Attention
well-established hedge fund manager, are seeking a Compliance Officer to join their team. They believe that candidate will be assisting, and reporting to, the Compliance Manager. In addition, the successful candidate ities:
Collaborating with the Compliance Manager and Management in setting and driving policy
assessments which establish the effectiveness of compliance and programs in accordance with established standards
CFP RE1 and RE5 10 - 15 years experience in the Compliance Space Extensive knowledge of legislation in the
Description Project Governance Specialist: Banking: 4 Month FTC: Sandton The call is for a professional snapshot. Execution Governance and Support Provide "fit for purpose" execution governance support, standards execution delivery of the portfolio. Ensure that governance standards are fit for purpose, changes applied process, governance support to the portfolio. Apply Minimum Critical Deliverable governance to project phase moves and project close-outs. Execution Governance reporting completed on time such as Execution