central database including engagement letters and compliance memos accordingly Responsible for linking client
central database including engagement letters and compliance memos accordingly
Compliance Officer Sandton Johannesburg Gauteng
Our Financial Services Client Client in Sandton Johannesburg is looking for a Compliance Officer. You will be responsible for coordinating assessments that establish the effectiveness of compliance and programs.
Salary Negotiabl
include:
Monitor and Report on Compliance
Document management and control
Contribute
review of annual compliance monitoring plan
Review and secure approval of all compliance monitoring reports
experience in Business Administration
- Compliance experience and or training
- Attention
well-established hedge fund manager, are seeking a Compliance Officer to join their team. They believe that candidate will be assisting, and reporting to, the Compliance Manager. In addition, the successful candidate ities:
Collaborating with the Compliance Manager and Management in setting and driving policy
assessments which establish the effectiveness of compliance and programs in accordance with established standards
CFP RE1 and RE5 10 - 15 years experience in the Compliance Space Extensive knowledge of legislation in the
opportunity for a hands-on operational Financial and Compliance Manager to join their team. Report directly to advice to Senior Management as well as ensuring compliance to applicable laws and legislation. A completed costs for the business Company Secretarial and Compliance duties: Ensure adherence of organisation policies advice and support to the business to ensure compliance with relevant legislation; Research of legislation matters; Company Secretarial Compliance and oversight (CIPC compliance Risk Management; Management of
and continuing professional development (CPD) compliance towards renewal of registration. In addition governing all matters related to Registration and Compliance; Work closely with the Executive Statutory Services
activity analysis, budgeting, forecasting and compliance.