with Internal Audit). • Compliant with Group compliance universe and tracking (in collaboration with reporting. • Ad hoc legal opinions (verbal and written). • Implemented compliance risk management initiatives initiatives as set out in the compliance risk management plan including. • Monitor, analyse and communicate business unit level of any new legislation as well as any changes. • Up to date compliance risk profiles Competent end users across the Group to assess their compliance risks in line with the PPC Group Risk methodology
Our client is seeking an Entry Clerk to action framing entries, ex bond entries, VOC's as well as provisional
Our client is seeking an Entry Clerk to action framing entries, ex bond entries, VOC's as well as provisional
leading full services legal firm. Description Requirements Grade 12 / Matric / NQF level 4 in Management Sciences Your Client), NBI (New Business Intake) and LPA (Legal Practice Act) requests from the dashboard and update (both provided and researched) to determine the level of risk to the firm Respond to and resolve all general central database including engagement letters and compliance memos accordingly Responsible for linking client
s
Compliance Officer Sandton Johannesburg Gauteng
Our Financial Services Client Client in Sandton Johannesburg is looking for a Compliance Officer. You will be responsible for coordinating assessments that establish the effectiveness of compliance and programs.
Salary Negotiabl
include:
Monitor and Report on Compliance
Document management and control
Contribute
review of annual compliance monitoring plan
Review and secure approval of all compliance monitoring reports
well-established hedge fund manager, are seeking a Compliance Officer to join their team. They believe that candidate will be assisting, and reporting to, the Compliance Manager. In addition, the successful candidate ities:
Collaborating with the Compliance Manager and Management in setting and driving policy
opportunity for a hands-on operational Financial and Compliance Manager to join their team. Report directly to providing financial and legal advice to Senior Management as well as ensuring compliance to applicable laws costs for the business Company Secretarial and Compliance duties: Ensure adherence of organisation policies documents; Providing legal advice and support to the business to ensure compliance with relevant legislation; matters; Company Secretarial Compliance and oversight (CIPC compliance Risk Management; Management of
analysis, budgeting, forecasting and compliance.
Reference: NFR004063-CAY-1 Are you a seasoned Risk and Compliance wizard? Looking for a new opportunity to grow seeking a well-rounded and experienced Risk and Compliance Officer to join their team in Johannesburg, Gauteng Insurance, financial, legal and the credit division. You will be expected to ensure compliance with regulatory threats and vulnerabilities. Develop and implement compliance policies and procedures. Monitor regulatory developments Train employees on compliance and risk management issues. Investigate compliance breaches and recommend