We are looking for a Key Individual for a Category 1, subcategory 1.3 (Derivative Instruments) for
information
Qualifications: The candidate (Key Individual) must hold appropriate qualifications relevant
and financial services is non-negotiable. The Key Individual must have a solid understanding of the derivatives
requirements.
Decision-Making Skills: The Key Individual must possess strong decision-making abilities
derivative instruments.
Track Record: The Key Individual should have a proven track record of success
risk management and governance of the client • Key individual–; management oversight of the sales activities examination for Representatives (RE5) and (RE1) for Key Individual • 12 CPD (continuous professional development)
risk management and governance of the client • Key individual–; management oversight of the sales activities examination for Representatives (RE5) and (RE1) for Key Individual • 12 CPD (continuous professional development)
and other info from candidate o Arrange for Key Individual sign-off before employment offer. On-boarding what etc. Manage fit and proper status of Key Individuals and Representatives o Create skills register resolution plan. · Succession plan relating to Key Individuals, shareholding, and operations / loss of a key
and other info from candidate o Arrange for Key Individual sign-off before employment offer. On-boarding what etc. Manage fit and proper status of Key Individuals and Representatives o Create skills register resolution plan. · Succession plan relating to Key Individuals, shareholding, and operations / loss of a key
Platforms (PowerBI and/or Tableau) for key customers. The individual must be comfortable working with Big
qualification) • FAIS Regulatory examination RE1 (Key Individual exam) • FAIS Regulatory exam RE5 (Reps) • Class
qualification) • FAIS Regulatory examination RE1 (Key Individual exam) • FAIS Regulatory exam RE5 (Reps) • Class
pricing tools or platforms. Pricing and review key individual accounts: Analyse and pricing of individual
pricing tools or platforms. Pricing and review key individual accounts: Analyse and pricing of individual