COMPLIANCE MANAGER
The firm wishes to employ a compliance practitioner with specialist knowledge to oversee and manage the various compliance requirements impacting the firms operations.
RESPONSIBILITIES
a) Keep the Regulatory Universe
CFP RE1 and RE5 10 - 15 years experience in the Compliance Space Extensive knowledge of legislation in the
As a Compliance Specialist, you will be staying ahead of regulations globally, establishing robust controls controls and procedures for compliance across all jurisdictions. Supporting Corporate governance and refining implement a compliance process in line with generally accepted compliance practice. Implement a compliance monitoring monitoring programme to identify and improve areas of compliance weakness and to ensure that there are adequate regulatory compliance in the Group gets the necessary attention it needs. Develop a Group compliance framework
industry is seeking a Compliance Officer to join their team to oversee the Group Compliance requirements implementing develop, implement, and oversee comprehensive compliance programs to mitigate risks and promote ethical assessment, you will identify and address potential compliance issues, providing guidance to the leadership leadership team to maintain a culture of compliance. You will collaborate with various departments to educate and and train employees on compliance requirements. Your commitment to upholding the highest ethical standards
a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company
Responsibilities:
you! A well established company is seeking a Compliance Administrator to join their team, please see
recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance. You will overall be regulations and to drive quality assurance and compliance adherence in the Adviser offices (long- and short-term
Responsibilities:
Farm Manager or Compliance Manager
We are looking for a dependable and enthusiastic individual with a positive outlook to join a rapidly expanding Car Rental Company. This entry-level position involves basic administrative tasks and providing administrative assistance as needed, thus an administrative background, computer proficiency
seeks a Compliance Officer to join them. Role works closely with the Regulatory Compliance Manager and a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management not only ensure compliance implementation, but also ensuring a culture of compliance across the business i>Develop and implement compliance risk management plans