Proper in terms of FAIS legislation RE1 (for key individuals) & RE5 (for Representatives) Relevant class
Proper in terms of FAIS legislation RE1 (for key individuals) & RE5 (for Representatives) Relevant class
dispensed in the business is and report to the Key Individual Team on the outcomes and how this risk is managed risk Monthly / quarterly reporting to the Key Individuals and relevant stakeholders Manage Partner Monitoring
dispensed in the business is and report to the Key Individual Team on the outcomes and how this risk is managed risk Monthly / quarterly reporting to the Key Individuals and relevant stakeholders Manage Partner Monitoring
proficient and experienced individual. The key duties of the individual would be to maintain general department
proficient and experienced individual. The key duties of the individual would be to maintain general department
and other info from candidate o Arrange for Key Individual sign-off before employment offer. On-boarding what etc. Manage fit and proper status of Key Individuals and Representatives o Create skills register resolution plan. · Succession plan relating to Key Individuals, shareholding, and operations / loss of a key
and other info from candidate o Arrange for Key Individual sign-off before employment offer. On-boarding what etc. Manage fit and proper status of Key Individuals and Representatives o Create skills register resolution plan. · Succession plan relating to Key Individuals, shareholding, and operations / loss of a key
examination for Representatives (RE5) and (RE1) for Key Individual If you are registered for one Class of Business
examination for Representatives (RE5) and (RE1) for Key Individual If you are registered for one Class of Business