Financial Services industry is looking for a Key Compliance Individual to joint their department: • Act as and Intermediary Services (FAIS) Act and ensure compliance with all regulatory requirements. • Provide guidance representatives and staff members on regulatory compliance matters related to the Short-Term Insurance. • Develop, implement, and maintain compliance policies, procedures, and controls to mitigate regulatory regular reviews and assessments of the FSP's compliance framework and make recommendations for improvements
Financial Services industry is looking for a Key Compliance Individual to joint their department: • Act as and Intermediary Services (FAIS) Act and ensure compliance with all regulatory requirements. • Provide guidance representatives and staff members on regulatory compliance matters related to the Short-Term Insurance. • Develop, implement, and maintain compliance policies, procedures, and controls to mitigate regulatory regular reviews and assessments of the FSP's compliance framework and make recommendations for improvements
potential hazards, unsafe practices, and non-compliance with health and safety guidelines. Ensure near best practices, and industry trends, and ensure compliance with relevant standards. Conduct risk assessments operations emergency response plans and ensure compliance with the Occupational Health & Safety Act health and safety performance, incidents, and compliance activities. Requirements: Diploma or bachelor's
reports and problem resolution. Work closely with compliance and facilities departments to ensure activities operational procedures and activities. Work in compliance with company policies and procedures, ensuring Development of policy and procedure to ensure controls, compliance, and formality of the operations environment
opportunities in international markets while ensuring compliance with regulations and quality standards. Building distribution agreements with overseas partners, ensuring compliance with company policies and legal requirements affairs, to ensure timely delivery of products and compliance with export regulations and quality standards
opportunities in international markets while ensuring compliance with regulations and quality standards. Building distribution agreements with overseas partners, ensuring compliance with company policies and legal requirements affairs, to ensure timely delivery of products and compliance with export regulations and quality standards
insurance queries within required timeframe and compliance requirements. • Managing client expectation on ongoing service and support to clients • Ensure compliance and procedural requirements are always met •
insurance queries within required timeframe and compliance requirements. • Managing client expectation on ongoing service and support to clients • Ensure compliance and procedural requirements are always met •
dialler operations, including data security risks, compliance violations, and technological vulnerabilities
Management contracts and documentation. Provide coaching and feedback to employees on how to improve and